ASX Advisory & Compliance

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Keeping shareholders and investors happy is itself a time consuming and compliance driven process.  If you’re a Company Director with the responsibility of ASX and ASIC compliance duties, help is at hand to navigate the range of reporting requirements.

Melanie Power heads the dedicated team at Equiti Partners assisting companies listing with the ASX.  Read more about Melanie’s qualifications here.  Her hands-on ASX Regulatory and Compliance experience helps you navigate the issues and answers questions such as:

Is listing right for my company?  Your overall goals and objections are the key to identify whether you’re ready to list on the ASX.  Listing provides access to capital growth opportunities as well as and a partial exit strategy, however has a much greater degree of regulation, reporting requirements, compliance fees and accountability to shareholders.

What are the requirements I have to meet?   The ASX has specific listing criteria including structure, size, shareholder numbers and other specifications.  One of the first steps in the ASX listing process recommended by the ASX is assigning qualified advisors to your team, including a qualified accountant or Company Secretary.  Equiti Partners has assisted numerous clients undertake this process.

Our ASX financial reporting and administration expertise include:

  • ASX and ASIC regulatory compliance financial report preparation
  • Liaising with company auditors
  • ASX quarterly cash flow reports
  • Statutory half-yearly and annual reports
  • Financial management reporting to the board
  • Liaison with foreign subsidiary offices including assistance with foreign subsidiary accounting and financial reporting compliance
  • Management of corporate tax compliance requirements
  • Payroll functions and services

We also offer ASX Corporate Secretarial services:

  • Liaising with ASIC and other regulatory bodies
  • Communication with share registry
  • Attending to shareholder queries
  • Introduction to and liaison with lawyers
  • ASX point of contact and liaison
  • Preparation of board packs and minutes
  • Maintenance of corporate registers
  • Registered office services

Contact us today on (08) 9388 3802 or for an initial free ASX advisory & compliance consultation.